Signature, Consumer Duty and Gin!
Date & Time
Tuesday, July 18, 2023, 6:00 PM - 7:00 PM
Sandy McGregor Gareth Johnson Issac Hipshon

As the deadline to meet the new Consumer Duty requirements approaches, hear from our regulatory experts on what the new rules mean for DFMs and what you should be doing as we head towards the 31st July. 

Are you confident you: 

  • will meet the consumer duty deadline of the 31st July?
  • have sufficient record keeping around investment decisions with MiFID II making it mandatory to record the investment rationale for hold decisions, not just buys and sells
  • are suitably Identifying and supporting vulnerable clients?
  • have an up to date remuneration policy as per IFPR?
  • have a robust and repeatable process for initial planning and ongoing advice?
Session Type